Withdrawing state hearing requests

California Department of Social Services (CDSS) State Hearings Division (SHD) has issued instructions regarding withdrawing of a state hearing request.  A claimant or the Authorized Representative can withdraw a hearing request any time before a decision is issued.

A withdrawal can be unconditional or conditional.  An unconditional withdrawal is a complete retraction of the hearing request without conditions.  There are three ways to unconditionally withdraw a hearing request.  A claimant can request an unconditional withdrawal in the ACMS computer system if they have an account.  A claimant can submit a request to unconditionally withdraw their hearing by mail, fax or email.  A claimant can submit a verbal request to unconditionally withdraw their hearing request using the Interactive Voice Response (IVR) system or by telephone.  SHD will send a letter to the claimant confirming the unconditional withdrawal request.

The opposing party may be aware that the claimant wants to unconditionally withdraw their hearing request.  If the opposing party tells SHD that the claimant or their Authorized Representative wants to unconditionally withdraw a hearing request, SHD will contact the clamant to confirm their intent to unconditionally withdraw their hearing request. If the claimant has any questions, SHD will tell the claimant to talk to the opposing party.  If the claimant or Authorized Representative confirms that they want to unconditionally withdraw the hearing request, SHD will enter the withdrawal in ACMS and will send the claimant a letter confirming the unconditional withdrawal.

A conditional withdrawal is a retraction of the hearing request based on the opposing party’s agreement to certain actions to resolve the case.  A conditional withdrawal must be in writing signed by the claimant or their Authorized Representative.

SHD will accept any conditional withdrawal request that is submitted by mail, fax, email, text, IVR, phone, or uploaded to ACMS, that includes written terms and is signed by the opposing party and the claimant.  These methods are considered to be a valid electronic signature.

A claimant or Authorized Representative can confirm a conditional withdrawal by phone with SHD.  The opposing party must contact the claimant to confirm the agreement.  The opposing party cannot rely on a telephonic signature unless they have gotten the claimant’s consent.  If the opposing party parts gets consent, they must upload the terms to ACMS.  SHD will then contact the claimant to confirm the terms.

The claimant or Authorized Representative can use the SHD IVR to state the terms of a conditional withdrawal.  If the opposing party has their own IVR, it can upload a recording of the terms to ACMS.  The agreement must state that the parties complete all terms within 30 days.

If the case has multiple opposing parties, all parties must consent to the conditional withdrawal.

When a case is withdrawn, SHD will notify all parties that the hearing request has been dismissed.

If the claimant or Authorized Representative does not appear at the hearing and a conditional withdrawal has not been processed, SHD will dismiss the case.

A party can withdraw a rehearing request any time before SHD acts on it.  After a rehearing request has been granted, the claimant can withdraw it with the approval of the Chief Administrative Law Judge.  The parties can submit a conditional withdrawal to resolve the case after rehearing is granted.  SHD will review the terms to ensure that all issues in the rehearing are addressed, and then will forward the request to the Chief Administrative Law Judge for approval.  (ACL 23-82, September 19, 2023.)

 

IHSS backup provider system

The California Department of Social Services (CDSS) has established a permanent Back-Up Provider System (BUPS) for the In-Home Supportive Services (IHSS) and the Waiver Personal Care Services (WPCS).

The permanent BUPS allows any eligible IHSS recipient to receive temporary IHSS or WPCS from a backup provider. This is available when the recipient has an urgent need for backup related to personal care services that cannot be met by an existing provider, or the recipient is transitioning to home-based care and does not yet have an identified provider. For BUPS to be available, the need must be immediate and cannot wait until the provider is available to provide the need, and the need has a direct impact on the IHSS recipient, and delaying it would potentially jeopardize the health/safety of the IHSS recipient which may result in the need for emergency services and/or out-of-home placement.

The Back-Up Provider System provides eligible recipients with a maximum total of 80 hours per fiscal year (July 1 to June 30) and will reset to 80 hours on July 1 of each year. There are exceptions to the 80-hour annual limit, granted on an as-needed basis for severely impaired recipients. The exceptions cannot exceed 160 hours per fiscal year. These exceptions may only be granted if the funding for the exception is appropriated in the annual State Budget Act.

Counties shall work with recipients who are transitioning to home-based care and, requesting backup services to consider the following when determining if a backup provider is appropriate for that individual: how much urgent care the recipient would need upon transition and whether the use of BUPS is appropriate and safe for the situation being requested, whether or not the recipient would have difficulty managing a provider from the BUPS, and that a BUPS provider can only provide services temporarily and they may also need the direct support of friends and/or family until they hire permanent provider.

Counties should try to assist recipients in obtaining a backup provider whenever possible. Examples of when a backup provider would be appropriate and safe to use the BUPS while transitioning to home care may include: a newly approved recipient who is being released from the hospital and has the support system of family/friends and a family member who will be designated authorized representative to manage the BUPS provider during the time the permanent provider is being located; and an existing recipient who has an extended hospital stay, no longer has a permanent provider and has an urgent need for services.

For recipients with two or more regular providers, if the recipient has the need to use the BUPS. An exception from the provider workweek limitations may be authorized for one of the regular providers. The recipient may assign the hours to their other provider without requiring county approval so long as the hours worked by the single provider do not exceed the maximum weekly hours, or, if the provider works for more than one recipient, does not cause them to exceed 66 hours in a workweek.

The recipients are allowed to hire, terminate, and supervise the backup provider. However, if they choose to not use or terminate the backup provider referred by the county or public authority, it is their responsibility to find and hire a backup provider. Any provider they choose that is not part of BUPS, will not be paid the two-dollar salary differential. Moreover, the chosen provider must be eligible and enrolled within the IHSS program in the county the recipient resides.

In order to be eligible to serve as a backup IHSS/WPCS provider the provider must not have been convicted of any crime in Tier 1 and 2 within the previous ten years. However, a provider with a Tier 2 criminal conviction is permitted to work for a recipient that has submitted an Individual Waiver. Waivers cannot be used for providers in the BUPS. The provider must meet all requirements of provider enrollment including the submission of provider enrollment. An individual who is listed on the county and Public Authority registry but has yet to complete all enrollment requirements to serve as an IHSS provider cannot be included on the BUPS registry.

All eligible providers who provide emergency backup services shall be paid a wage that is two dollars per hour above the current county/public authority locally negotiated wage rate for an IHSS/WPCS provider, subject to an appropriation in the annual State Budget Act. Additionally, the current two-dollar salary differential for the emergency backup providers related to COVID-19 will continue through September 30, 2022.

When operating the BUPS, county and public authorities shall be responsible for making reasonable efforts to recruit and enroll any available provider if possible, responding to recipient requests for an emergency backup provider, and referring recipients to one or more backup providers, if available and align with the recipients preferences and needs. (ACL 22-65, August 2, 2022.)

IHSS Quality Improvement Action Plans for noncompliance with timely application processing, recertifications and Hourly Task Guidelines

The California Department of Social Services (CDSS) has issued a letter reiterating IHSS requirements for timely processing of applications and reassessments, and for following Hourly Task Guidelines.

Individuals have the right to apply for IHSS services.  When an individual or their authorized representative indicates that they want to apply, the county must take their application immediately.  Counties must accept applications by telephone, fax or in person.  Counties that have the capability must accept applications online, by email or through other electronic means.

The date the applicant requests services is the “protected date of eligibility” even if the client has not already applied for Medi-Cal.

The applicant must submit the SOC 873 Health Certification form, or other acceptable documentation, within 45 days of the date the county requests it.  Benefits can be issued prior to the applicant submitting a SOC 873 when the applicant is at imminent risk of out-of-home placement, or the applicant is being discharged from a hospital or nursing home and services are needed to safely return to the community.  Applicants who receive benefits pending submitting the SOC 873 can get an additional 45 days to submit the SOC 873 for good cause.  In addition, applicants who have not yet applied for Medi-Cal can have 90 days to submit the SOC 873 because there is 45 days to determine Medi-Cal eligibility.

Reassessments must be done every 12 months.  CDSS requires counties to complete reassessments timely in 80 percent of cases.  Counties must complete reassessments time in 100 percent of Community First Choice Options cases, CDSS will find noncompliance if the county complete assessments timely in 90 percent of Community First Choice Options cases.  Counties will be required to submit a Quality Improvement Action Plan if they do not meet these requirements.

Counties must use the Hourly Task Guidelines for initial assessments or reassessments.  These guidelines establish a range of time for each IHSS service.  The county must document the need to services that fall outside the Hourly Task Guidelines.  Beginning in fiscal year 2023-24, CDSS will require a Quality Improvement Action Plan for counties that do not correctly apply and document applying Hourly Task Guidelines.  (ACL 22-57, July 22, 2022.)

Duties regarding county Statement of Position to Limited English Proficient claimants

County hearings representative for both California Department of Social Services (CDSS) and Department of Health Care Services (DHCS) programs must enclose the GEN 1365 Notice of Language Services form with the Statement of Position.  For non-county administered DHCS programs, county hearings representatives must enclose the DHCS Non-Discrimination Policy and Language Access Process document.

CDSS is working on a new version of the GEN 1365 specifically for fair hearings that will be released soon.

When the applicant or recipient indicates their preference for communication in a language other than English, counties must provide forms in that language when the translation is provided by CDSS or DHCS in that language.  Counties must provide oral interpretation services of any document on request, including non-standardized forms and individually tailored documents.  If requested, the county or agency must provide an oral interpretation of the Statement of Position, including any exhibits attached to the Statement of Position, at least two days before the hearing.

When the county is aware of the need for assistance in a language that is not listed in the GEN 1365, the county or agency should attempt to inform the claimant of how to get a free oral interpretation of the Statement of Position in the claimant’s preferred language.  (ACL 22-56, July 8, 2022.)

Sponsor deeming for IHSS

The California Department of Social Services (CDSS) has issued guidance regarding changes to sponsor deeming for In Home Supportive Services – Residual (IHSS-R) recipients.  IHSS applicants who receive state-only full scope Medi-Cal are assessed under the IHSS-R program.  People who are denied Medi-Cal for a reason other than failure to comply with Medi-Cal requirements  or failure to complete the Medi-Cal eligibility process also can be eligible for IHSS-R.  Counties must process these IHSS-R application regardless of the applicant’s immigration status.  Sponsor deeming is counting the income of a sponsor of an immigrant as the immigrant’s income.

IHSS-R applicants who receive state-only funded full scope Medi-Cal are no longer subject to sponsor deeming for purposes of IHSS-R eligibility.

IHSS-R applicants who are not eligibile for Medi-Cal are subject to sponsor deeming.  For IHSS-R applicants who are not eligibile for Medi-Cal, sponsor deeming is limited to three years after entry to the United States as a lawful permanent resident.  In addition, applicants whose blindness or disability began after they entered the United States are not subject to sponsor deeming.

All IHSS applicants must have or apply for a Social Security Number, or must have an Individual Taxpayer Identification number.  This is because the IHSS recipient is the provider’s employer for certain purposes.  When someone without a Social Security Number applies for IHSS, the county must accept their application and assist with applying for an Individual Taxpayer Identification number.   (ACL 22-44, June 1, 2022.)

Extension of IHSS medical accompaniment for COVID vaccines and reinstatement of emergency back-up

The California Department of Social Services (CDSS) has issued information to counties about Extension of In Home Supportive Services (IHSS) medical accompaniment for COVID vaccines and reinstatement of COVID emergency back-up providers.

IHSS recipients who have hours for medical accompaniment can use them to get COVID-19 vaccines.  IHSS recipients who do not have medical accompaniment hours can get a one-time provider payment for up to two hours for accompaniment to get a COVID-19 vaccine.  This can be applied retroactively to January 1, 2022 and is available until June 30, 2022.  To get this payment, providers must complete and submit the COVID-19 Medical Accompaniment Claim Form and have the recipient sign the form.  This medical accompaniment time cannot increase IHSS hours above the statutory maximum.

The emergency back-up provider pay rate differential is reinstated retroactive to February 1, 2022 and will be available through June 30, 2022.  (ACL 22-25, March 18, 2022.)